Public discussions seek to define security status and build a clearer crypto framework. The Securities and Exchange Commission’s Crypto Task Force will host a series of public roundtables,…
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SEC to Hold Roundtable on Artificial Intelligence
The agency will host discussions on the impact of AI on the financial industry. The Securities and Exchange Commission (SEC) announced a roundtable discussion will be held on…
Read MoreSEC Drops Coinbase Case to Refocus on Crypto Regulation
New Crypto Task Force plans to build clearer rules for digital assets. The Securities and Exchange Commission (SEC) recently agreed to dismiss its civil enforcement case against Coinbase…
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SEC Opens Applications for Investor Advisory Committee
Available positions include at-large members and senior citizen representatives. The Securities and Exchange Commission (SEC) is accepting applications for its Investor Advisory Committee, which was created under the…
Read MoreSEC Fines Broker-Dealer for Market Access and Confidentiality Violations
Liquidnet agrees to a settlement over charges of inadequate controls, safeguards, and misleading disclosures. The Securities and Exchange Commission (SEC) announced that Liquidnet Inc., a broker-dealer operating multiple…
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SEC Reopens Investigation into Musk’s Twitter Acquisition
The billionaire says the commission is also probing his brain-chip company, Neuralink. The Securities and Exchange Commission stated it is investigating “the matter of certain purchases, sales, and…
Read MoreJ.P. Morgan Settles SEC Charges for Investor Misconduct
The firm agrees to pay over $151 million for misleading disclosures, fiduciary breaches, and conflicts of interest in multiple enforcement actions. The U.S. Securities and Exchange Commission (SEC)…
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Gary Gensler, Chair, Securities and Exchange Commission
Gary Gensler, Chair, Securities and Exchange Commission
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SEC Charges Crypto Market Manipulators in Fraudulent Trading Scheme
Investors were deceived by artificial trading volume and price manipulation. The Securities and Exchange Commission (SEC) filed fraud charges against three companies and nine individuals for engaging in…
Read MoreSEC Charges Hacker for Insider Trading on Stolen Earnings Data
A U.K. citizen used sophisticated technology to hide his identity. The U.S. Securities and Exchange Commission (SEC) has charged a U.K. citizen for hacking into the computer systems…
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