Gary Gensler is the Chair of the U.S. Securities and Exchange Commission, also known as the SEC. We pray that God will guide him as his office works to…
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SEC Launches Campaign to Promote Investor Protection
The educational initiative is meant to help investors avoid scams. The Securities and Exchange Commission’s Office of Investor Education and Advocacy has launched a public awareness campaign called…
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SEC Warns Crypto Broker of Possible Infractions
Brokerage companies claim cryptocurrency is not a security. The Securities and Exchange Commission (SEC) sent a “Wells notice” to Robinhood, a retailer securities broker. The document warned of…
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SEC Pauses Climate Disclosure Investment Rule
The rule is currently the subject of lawsuits brought by state attorneys general. The Securities and Exchange Commission (SEC) announced that it will pause the implementation of its…
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SEC Fines Two Investment Firms for “AI Washing”
Chair Gensler says advisors should not claim to use AI when they do not. The Securities and Exchange Commission (SEC) fined two investment companies a combined $400,000 for…
Read MoreGary Gensler, U.S. Securities and Exchange Commission
Gary Gensler is Chair of the U.S. Securities and Exchange Commission, also known as the SEC. We pray that God will guide him as his office works to enforce…
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SEC Dismisses 42 Cases Regarding Data Access
Enforcement staff viewed legal materials meant for in-house court The Securities and Exchange Commission (SEC) recently announced that it dismissed 42 of its enforcement cases linked to inappropriately…
Read MoreSEC Head Testifies Before House Financial Services Committee
Congressional chairman questions climate and cryptocurrency decisions. Gary Gensler, the Chair of the Securities and Exchange Commission (SEC), testified before the House Financial Services Committee this week, his…
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Group of Senators Send Inquiry to SEC
Concerns expressed regarding high employee turnover. Twelve U.S. Senators recently sent a letter to the chair of the Securities and Exchange Commission (SEC) Gary Gensler, inquiring into the…
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SEC Reopens Public Comments After Technical Error
Eleven rulemaking releases were affected and public comments were not received. The U.S. Securities and Exchange Commission (SEC) announced last week that they reopened their public comment periods…
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